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As a not-for-profit, self-regulatory organization with an robust history, FCRMA pursues its mission of promoting investor protection and ensuring market integrity in many ways.
Creating and implementing regulations that govern fair and transparent practices in the financial industry.
Enforcement: Ensuring compliance with established regulations through inspections, investigations, and penalties for non-compliance.
The Crypto Hub is a FCRMA-wide effort to ensure we are prepared to fulfill our regulatory mission regarding the crypto asset-related activities of member firms and associated persons. The Hub serves as a nerve center to manage FCRMA’s regulatory work related to crypto assets.
FINRA’s Insider Trading Detection Program is designed to provide U.S. law enforcement and regulators worldwide with actionable intelligence about potential insider trading that occurs on the U.S. markets. The intelligence we provide—over 450 referrals in 2023 alone—routinely result in criminal and civil action.
In the securities world today, there is little daylight between money laundering and fraud. As these two spaces have come to increasingly overlap, FCRMA created the Special Investigations Unit, or SIU, to detect and investigate cases illicit finance, market abuse and other fraud.
Creating and implementing regulations that govern
fair and transparent practices in the financial industry.
Ensuring compliance with established regulations
through inspections, investigations, and
penalties for non-compliance.
Conducting campaigns to inform consumers about potential risks, frauds, and best practices for financial.
Establishing mechanisms for consumers to file complaints regarding unfair or deceptive practices, and investigating and resolving these complaints.
File a complaint about Fraud or unfair practices.
Hello@fcrma.org
File a complaint about Fraud or unfair practices.